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 New York Requirements

Provider Number: NYPO-100550

A Licensee must complete 15 credits of CE during each biennial licensing period.

To obtain a current list of approved New York State Monitors, their addresses, telephone numbers and, in the case of organizations, contact persons, click on the link below. 

 https://myportal.dfs.ny.gov/web/guest-applications/monitor-search

Will I get credit for a CE course I took in a previous licensing period?

  • Ans: You should not repeat any course already reported for CE credit. Beginning with licenses renewing on or after February 1, 2009 you will no longer be able to renew your license if reporting a course that was completed in an earlier licensing period. The Department is in the process of creating a page on our website where you will be able to view your CE course completion history. Notification will be provided when this service is available.
  • License Line Legend:

LA = Life/Accident & Health Agents

C1 = Life Consultants

LB = Life/Accident & Health Brokers

BR = Brokers

C3 = General Consultants

PC = Property/Casualty Agents

PA = Public Adjuster

Responsibilities of Monitor:

  • Verification of Identity: Monitors must confirm the identity of the examinee by inspecting the examinee’s current, valid and government-issued photo identification (driver’s license, state-issued identification card or military identification). Other conforming identification may also be requested at the option of the monitor. Monitors must not permit stand-ins to complete an examination on behalf of another licensee.
  • Exam: Monitors shall observe the entire examination process to ensure the closed book examination is completed without any outside assistance. Monitors themselves may not answer exam questions or offer material assistance to examinees.
    • Self-study course exams are closed books exams. No written or printed material, notes, textbooks, or listening, recording, photographic or electronic devices, which would provide assistance to the exam taker, may be used.
  • Monitor’s Affidavit: We have provided an online affidavit. The parties involved must signify their understanding of the state's requirements prior to accessing the exam.

 

We are required to notify the New York Department of Insurance within 20 days of the agent’s completion.

Annuity:  http://www.dfs.ny.gov/insurance/agbrok/ab_suit_ann.htm

https://www.dfs.ny.gov/apps_and_licensing/agents_and_brokers/annuity_transactions_training_requirements

 

Important Information for New York Agents:

  • Approved CE or Pre-Licensing Instructors – including individuals licensed as insurance agents, brokers or consultants provided they are a currently approved instructor.
  • Licensed Teachers.
  • Individuals Acceptable to the Superintendent –including unlicensed managers, supervisors, training personnel, administrative aides or other personnel not affiliated with the examinee by overrides, commissions or other compensation arrangements nor having any financial conflict of interest. Licensees currently approved as CE or pre-licensing instructor may be approved as monitors.

Have a Happy Day!

 

 
 
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